Financial Institutions Group

The Financial Institutions Investment Banking Group ("FIG") provides a full range of underwriting and strategic advisory services to clients across a variety of financial services sectors including Business Development Companies (“BDCs”), Specialty and Diversified Financial Services, Depository Banks, and Insurance Companies. Our industry focused approach along with our strong distribution capabilities and services, has helped us become one of the most active underwriters in the sector.

Our primary areas of focus include:

  • BDCs
  • Depository Banks
  • Diversified Financial Services
  • Insurance Companies and Services
  • Mortgage REITs
  • Specialty Finance

Recent TransactionsView All

 
October, 2016
$28,750,000
B. Riley Financial
Senior Notes Offering
Book Running Manager
October, 2016
$64,500,000
Eagle Point Credit Management
Preferred Stock Offering
Co-Lead Manager
October, 2016
$17,344,083
Gladstone Capital
Follow-On Offering
Joint Book Running Manager
September, 2016
$57,500,000
Gladstone Investment
Initial Public Offering
Book Running Manager
July, 2016
$134,173,000
Triangle Capital Corporation
Follow-On Offering
Co-Manager
July, 2016
$55,258,000
Monroe Capital Corporation
Follow-On Offering
Co-Manager
June, 2016
$69,683,000
Hercules Capital
Follow-On Offering
Co-Manager
May, 2016
$22,063,000
Eagle Point
Follow-On Offering
Lead Manager
February, 2016
$51,000,000
BofI Holding Inc
Initial Public Offering
Co-Manager
February, 2016
$125,000,000
Banc of California
Initial Public Offering
Co-Manager