Wunderlich By the Numbers

Wunderlich Corporate Overview

Wunderlich is a privately-owned, full-service financial services firm serving the diverse needs of individuals, corporations, and institutional clients.

Founded 1996 in Memphis, Tennessee
Headquarters 6000 Poplar Avenue, Memphis, TN 38119 | 901.251.1300 | 800.726.0557
Size 450 associates | More than 25 locations in 17 states
Client Assets Over $10 billion under administration
Leadership Gary Wunderlich, Chief Executive Officer
Philip Zanone, President
Steve Bonnema, Chief Administrative Officer
Stacy Hodges, Chief Financial Officer
James Ritt, Chief Compliance Officer, General Counsel
Accolades Ranked among fastest growing private companies in America by Inc. Magazine from 2010 through 2013

Ten senior research analysts have been recognized as top analysts in the industry by The Wall Street Journal, Thomson Reuters StarMine, Forbes and Institutional Investor.

Served as investment banker for Top Small Market M&A Deal in the US in 2013 as named by The M&A Atlas Awards. Wunderlich’s investment banking team has been a finalist or winner each year from 2010 through 2013.
Lines of Business Private Wealth Management, Equity Capital Markets, Investment Banking, Fixed Income Capital Markets, Fundamental Broker Inter-Dealer, Registered Investment Advisory
Wealth Management Services Retirement planning, financial planning, investment advisory, annuities and life insurance, separate account management, corporate retirement plan advisory services, trust services*, lending resources*
Institutional Services Trading of equity and fixed income securities, equity research on over 250 companies, underwriting and investment banking services, dealer-to-dealer trading
Registrations and Memberships Financial Industry Regulatory Authority (FINRA), Securities & Exchange Commission (SEC), Member of Securities Investor Protection Corporation (SIPC)
Custodial and Clearing Relationships First Clearing provides clearing, execution and settlement services for Wunderlich Wealth Management accounts. First Clearing is a registered broker/dealer and non-bank affiliate of Wells Fargo & Company, and a leading provider of clearing and custody services to financial institutions. First Clearing is a member of SIPC. 

Institutional clearing services are provided through Broadcort Capital Corp., a division of Bank of America Merrill Lynch. 

*Offered through third-party trust, lending and banking services providers.

 First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.