Wunderlich By the Numbers

Wunderlich Corporate Overview

Wunderlich is a full-service financial services firm serving the diverse needs of individuals, corporations, and institutional clients.

Founded 1996 in Memphis, Tennessee
Headquarters 40 South Main, Suite 1800, Memphis, TN 38103 | 901.251.1300 | 800.726.0557
Size 400 associates | 24 locations in 15 states
Client Assets Over $10 billion under administration
Leadership Gary Wunderlich, Chief Executive Officer
Philip Zanone, President
Steve Bonnema, Chief Administrative Officer  
James Ritt, Chief Compliance Officer, General Counsel
Lines of Business Private Wealth Management, Fixed Income Capital Markets, Fundamental Broker Inter-Dealer, Registered Investment Advisory
Wealth Management Services Retirement planning, financial planning, investment advisory, annuities and life insurance, separate account management, corporate retirement plan advisory services, trust services*, lending resources*
Affiliates Wholly-owned subsidiary of B. Riley Financial, Inc. (NASDAQ:RILY), a publicly traded, diversified financial services company. Other affiliates: B. Riley FBR, Inc., Great American Group, B. Riley Capital Management.
Registrations and Memberships Financial Industry Regulatory Authority (FINRA), Securities & Exchange Commission (SEC), Member of Securities Investor Protection Corporation (SIPC)
Custodial and Clearing Relationships First Clearing provides clearing, execution and settlement services for Wunderlich Wealth Management accounts. First Clearing is a registered broker/dealer and non-bank affiliate of Wells Fargo & Company, and a leading provider of clearing and custody services to financial institutions. First Clearing is a member of SIPC. 

Institutional clearing services are provided through Broadcort Capital Corp., a division of Bank of America Merrill Lynch. 

*Offered through third-party trust, lending and banking services providers.

 First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.