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James  Ritt
Chief Compliance Officer, General Counsel

Mr. Ritt joined Wunderlich as Chief Compliance Officer and General Counsel in 2015. His 30-year securities industry career includes legal and compliance leadership roles with several regional investment firms. From 1998 to 2012, he was General Counsel for Memphis-based Morgan Keegan & Company and more recently served as General Counsel and Chief Legal Officer for Birmingham-based Sterne Agee Group from 2012 to 2014. He also spent six years as Director of Legal and Compliance for Rauscher Pierce Refsnes, a regional investment firm based in Dallas, Texas. Ritt earned his Juris Doctorate from The John Marshall Law School and undergraduate degree from Providence College.

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